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Five Star Wealth Manager Award

Finding a Private Wealth Manager who suits your needs can be a daunting task. In fact, many consumers have a hard time figuring out where to even begin. Whether it’s managing your assets, navigating the ever-changing tax landscape, sorting out your estate and succession planning or selecting the proper insurance venue, finding the right team that works by a code of ethics, honor, & integrity can be difficult. Five Star Professional is a great place to start!

Client Centered

Five Star Professional is a Marketing Research Firm & the Nation’s largest Award Program.  They perform research to help consumers with the important decision of selecting an experienced & trusted Financial Professional, as well as, recognize those who provide quality services to their clients. Five Star Professional covers multiple professions in more than 45 markets in the U.S. & Canada.

To receive the Five Star Wealth Manager award, a Financial Professional must undergo a thorough regulatory review & must satisfy certain objective eligibility & evaluation criteria.

Don't forget to check us out in the January 2024 issue of the San Diego Magazine! Coley Davis III was selected for the 10th year in a row as one of San Diego's Top Wealth Managers. Please feel free to learn more about us by visiting the Five Star Professional website. 

The FIVE STAR Wealth Manager list is created by Crescendo Business Services LLC.  Award candidates are identified by one of three sources; firm nomination, peer nomination or prequalification. Wealth managers were evaluated across ten criteria: (a) Credentialed as an investment advisory representative or a registered investment advisor; (b) Actively employed as a credentialed professional in the financial services industry for a minimum of five years; (c) Favorable regulatory and complaint history review; (d) Fulfilled their firm review based on internal firm standards; (e) Accepting new clients; (f) One-year client retention rate; (g) Five-year client retention rate; (h) non-institutional discretionary and/or non-discretionary client assets administered; (i) Number of client households served. (j) Educational and professional designations. Favorable and unfavorable evaluations are included in the score. Each wealth manager is reviewed for regulatory actions, civil judicial actions, and customer complaints. A favorable regulatory and complaint history is defined by Five Star Professional to mean that the wealth manager has not: *Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; *Had more than a total of three settled or pending customer complaints filed against them with any regulatory authority or through Five Star Professional’s consumer complaint process; *Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority; *Filed for personal bankruptcy; *Been convicted of a felony. Five Star Wealth Managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. Scores reflect an average of all respondents and are not representative of any one client's evaluation. The Five Star award is not indicative of the wealth managers’ future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients’ assets. Working with a FIVE STAR Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or the magazine. Five Star Professional is not an advisory firm.